Samantha Diane Morton

Employer firm

Mosley Wealth Management, Inc. CRD 318592

$279M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → 04/2026
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 06/2022 → 04/2026
  Wells Fargo Bank, Na
  Newport Beach, CA
• 06/2022 → 06/2023
  Wells Fargo Bank, Na
  Portland, OR
• 01/2022 → 06/2022
  Unemployed
  Portland, OR
• 08/2021 → 12/2021
  Churned Creamery
  Irvine, CA
• 08/2018 → 06/2022
  Woodbridge Highschool
  Irvine, CA
• 08/2016 → 06/2018
  Lakeside Middle School
  Irvine, CA
• 04/2026 → Present
  Mosley Wealth Management
  Anaheim, CA

Previous Registrations

• 2025-03-12 → 2026-03-16
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Irvine, CA
  Newport Beach, CA

Other Businesses

Mosley Insurance & Financial Services, Inc., insurance sales, insurance agent, start date April 2026. Samantha Morton is also associated with Mosley Legacy Planning, LLC, an affiliated of Mosley Wealth Management, Inc. This is a referral partner for the purpose of referring clients to third-party estate planning service providers, including Wealth.com for wills, trusts, and other estate planning solutions.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-12
• S63 Uniform Securities Agent State Law Examination
  2023-10-03