William Garfield Levis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  New York, NY
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  New York, NY
• 2009-12-01 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  New York, NY
  San Diego, CA
  New York, NY
• 2007-05-29 → 2009-11-16
  Citigroup Global Markets Inc.
  New York, NY
  Long Island City, NY
  New York, NY
  New York, NY
• 2004-11-09 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY

Other Businesses

1.) LEVIS PLANNING; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 07/07/2011; 160 HOURS PER MONTH. 2.) WILLIAM LEVIS; AGENT; INSURANCE; START DATE 09/24/2014; 16 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-28
• S63 Uniform Securities Agent State Law Examination
  1999-05-15

Designations

• Certified Financial Planner