Troy Lane Stine

Employer firm

Prosperity Capital Advisors CRD 156480

$4.39B regulatory AUM 299 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 10/2023
  J.W. Cole Financial, Inc.
  Tampa, FL
• 06/2014 → 10/2023
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 10/2023 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 12/2007 → Present
  Stine Tax Wealth Planning, Llc (D.b.a. For Advisor Business)
  Lake Charles, LA
• 12/2007 → Present
  The Stine Group (D.b.a. For Taxes)
  Lake Charles, LA

Previous Registrations

• 2014-06-11 → 2023-10-24
  J. W. Cole Advisors, Inc.
  Lake Charles, LA
  Tampa, FL
  Lake Charles, LA
• 2012-07-02 → 2014-07-24
  First Allied Advisory Services, Inc.
  Lake Charles, LA
• 2010-11-19 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Lake Charles, LA
  Broussard, LA
• 2008-01-07 → 2010-11-24
  Next Financial Group, Inc.
  Lake Charles,, LA
  Houston, TX
• 2007-12-20 → 2008-01-10
  Cetera Advisors Llc
  Baton Rouge, LA
  Lake Charles, LA
• 2007-06-14 → 2007-10-31
  Cetera Investment Services Llc
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA

Other Businesses

(1) Troy Stine is the Owner of Stine Tax & Wealth Planning, LLC which is the operating entity for Mr. Stine's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Stine spends approximately forty hours per week during trading hours working under this entity. (2) Fixed Insurance: Troy Stine is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Troy Stine spends approx. 10 hrs/week during trading hours on this activity. (3) Troy Stine is the Owner of Stine Tax & Wealth Planning, LLC. Mr. Stine offers tax preparation and consulting services through this entity for a fee. Mr. Stine is involved in this activity approximately 10 hours per month during trading hours. This is not an investment related activity. (4) Troy Stine is an instructor for the Society of Financial Awareness (SOFA) which is a 501c3 providing financial education classes in the Lake Charles, LA area. There is no product sales mentioned during these seminars. Mr. Stine spends approximately four to eight hours per month on this activity. (5) Troy Stine is a partner of Jackson William LLC, which is a rental property business. He also is a partner of Terre Sainte, which develops subdivisions in the Lake Charles Area. Mr. Stine spends approximately twelve hours per month on these activities. (6) Troy Stine is a board member of the City of Lake Charles Alcohol Review Board. In this role Mr. Stine oversees application issuance and renewal or revocation for alcohol sales within Lake Charles, LA. Mr. Stine spends approximately 3 hours per week during trading hours. This is not an investment related activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-08-30

Other Names

• Troy Stine