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Gregory Lee

Charles Schwab & Co., Inc.

Corte Madera, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-02
  • CA RA
    APPROVED
    Since 2024-01-02

Branch Locations

1704 Redwood Highway, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed San Francisco CA 03/2023 09/2023
Biomarin Pharmaceutical Inc. Novato CA 08/2022 03/2023
Beacon Pointe Advisors Campbell CA 05/2021 08/2022
University Of San Francisco San Francisco CA 01/2016 05/2021
Chinatown Ymca San Francisco CA 06/2012 03/2020
Charles Schwab & Co., Inc. Corte Madera CA 09/2023 Present
Charles Schwab Bank Ssb Corte Madera CA 06/2024 Present
  • 03/2023 → 09/2023
    Unemployed
    San Francisco, CA
  • 08/2022 → 03/2023
    Biomarin Pharmaceutical Inc.
    Novato, CA
  • 05/2021 → 08/2022
    Beacon Pointe Advisors
    Campbell, CA
  • 01/2016 → 05/2021
    University Of San Francisco
    San Francisco, CA
  • 06/2012 → 03/2020
    Chinatown Ymca
    San Francisco, CA
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    Corte Madera, CA
  • 06/2024 → Present
    Charles Schwab Bank Ssb
    Corte Madera, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
  • S66 Uniform Combined State Law Examination
    2023-12-16
Designations

View on SEC IAPD

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Other Offices

COHEN CAPITAL MANAGEMENT INC · CORTE MADERA, CA
AVILA REAL ESTATE CAPITAL · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
J.P. MORGAN SECURITIES LLC · CORTE MADERA, CA
PATHBREAKER VENTURES II, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES III, LLC · CORTE MADERA, CA

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