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John Luther Gaines

LPl Enterprise, LLC

Glen Allen, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Glen Allen VA 06/2023 11/2024
United States Navy Various VA 06/2013 Present
The Prudential Insurance Company Of America Glen Allen VA 10/2023 Present
Lpl Enterprise, Llc Glen Allen VA 11/2024 Present
  • 06/2023 → 11/2024
    Pruco Securities Llc
    Glen Allen, VA
  • 06/2013 → Present
    United States Navy
    Various, VA
  • 10/2023 → Present
    The Prudential Insurance Company Of America
    Glen Allen, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-21
  • S66 Uniform Combined State Law Examination
    2023-08-21
Other Names
  • John Luther Gaines
  • Jody Gaines
  • John Luther Gaines

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

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JENNIFER HELTON LUZZATTO
ALISHIA AREZOU DUBOIS
MICHAEL ROBERT ANLIKER
KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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