Chad Benjamin Adams

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Honolulu, HI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Honolulu, HI

Other Businesses

Business Ownership; Upstream Tax Partners; This position will be a passive role as an investor in the business. No active responsbilities with tax clients.; Tax Preparation; 6000 E Evans Ave, Suite 2-200, , Denver, CO, 80222; Not Investment-Related; 09/01/2022; 0 hours per month; 0 during trading hours / Pacific Legacy LLC; Owner; Manage Ameriprise Business; 900 Fort St Mall, Suite 1710, Honolulu, HI, 96813; Investment-Related; 10/15/2025; 60 hours per month; 60 during trading hours. Board of Directors; Waikiki Rotary Club; President; 1599 Ala Moana Blvd, , Honolulu, HI, 96814; Not Investment-Related; 08/07/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Pacific Legacy LLC; Owner; Manage advisory business; 900 Fort St Mall, Suite 1710, Honolulu, HI, 96813; Investment-Related; 10/15/2025; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-12

Other Names

• Chad Adams