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Inactive

Ben Charles Wassom

Cerity Partners LLC

Elizabethtown, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-31
  • KY RA
    APPROVED
    Since 2023-07-31

Branch Locations

310 Ring Road, Elizabethtown, KY 42701 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 06/2023 Present
The Men's Warehouse Bowling Green KY 08/2022 05/2023
Bellhop Bowling Green KY 05/2021 07/2022
Que Buenos Bowling Green KY 01/2020 06/2021
Goodwin's Farm Bowling Green KY 09/2019 02/2020
Hilligans Bar And Grill Bowling Green KY 05/2019 10/2019
Student Bowling Green KY 01/2013 05/2023
  • 06/2023 → Present
    Cerity Partners Llc
    New York, NY
  • 08/2022 → 05/2023
    The Men's Warehouse
    Bowling Green, KY
  • 05/2021 → 07/2022
    Bellhop
    Bowling Green, KY
  • 01/2020 → 06/2021
    Que Buenos
    Bowling Green, KY
  • 09/2019 → 02/2020
    Goodwin's Farm
    Bowling Green, KY
  • 05/2019 → 10/2019
    Hilligans Bar And Grill
    Bowling Green, KY
  • 01/2013 → 05/2023
    Student
    Bowling Green, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-29
  • S65 Uniform Investment Adviser Law Examination
    2023-07-29

View on SEC IAPD

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ROBERT THOMAS CRAWFORD
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SHANNON MOORE VITALE
MATTHEW TUCKER GARRETT
JAMES MCGINLEY JEFFERSON
Kyle Todd
Rebecca Curry Todd

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Elizabethtown, KY
ROBERT W. BAIRD & CO. INCORPORATED · Elizabethtown, KY
EDWARD JONES · ELIZABETHTOWN, KY
J. W. COLE ADVISORS, INC. · Elizabethtown, KY
LPL FINANCIAL LLC · ELIZABETHTOWN, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELIZABETHTOWN, KY
LFG WEALTH PARTNERS, LLC · ELIZABETHTOWN, KY
EDWARD JONES · ELIZABETHTOWN, KY

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