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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-14 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sson | New York | NY | 10/2022 | 04/2023 |
| Unemployed | New York | NY | 04/2023 | 07/2023 |
| Unemployed | Na | NY | 03/2021 | 10/2022 |
| L Atelier Nyc | New York | NY | 07/2019 | 03/2021 |
| William Morris Endeavor | Beverly Hills | CA | 07/2015 | 07/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2023 | 11/2023 |
| Northwestern Mutual Investment Services Llc | Poughkeepsie | NY | 11/2023 | 06/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | 04/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2025 | Present |
1. Spirit on the Water LLC, Not Investment-related, 6501 Redhook Plaza, Suite 201 471, St Thomas, My Moms business I will occasionally help out if she is too busy or traveling, Start Date: 10/02/2023, 1 hrs per week, 0 trading hrs per week, Short term Rental AirBnB, Duties: I communicate with guests on the short term rental websites if my mom is busy or traveling.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-04 |
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