Gregory Wayne Seamster

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Raleigh, NC
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 01/2022 → Present
  Stifel Nicolaus & Co Inc
  Raleigh, NC

Previous Registrations

• 2002-06-28 → 2022-02-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Research Triangle Park, NC
  Research Triangle Park, NC
  Raleigh, NC
  Raleigh, NC
  Wilmington, NC
  Raleigh, NC
• 2002-05-23 → 2002-06-20
  Wachovia Securities, Inc.
  Charlotte, NC

Other Businesses

1. Rental Property; 2301 S Ocean Blvd - Unit 1407, N Myrtle Beach, SC 29582; Owner; 10/2007; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 2. Rental Property; 1062 Nichols Dr, Raleigh, NC 27605; Owner; 6/1/2017; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 3. Rental Property; 1928 Smallwood Dr, Raleigh, NC 27605; Owner; Landlord; 4/2/2018; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 4. Rental Property; 2616 McNeill St, Raleigh, NC 27608; Investor; 12/15/2020; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 5. Rental Property; 2212 Brewer St, Raleigh, NC 27608; Rental Investment; Investor; 04/19/2021; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 6. Rental Property; 2300 Bernard St, Raleigh, NC 27608; Investor; 08/09/2021; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 7. Rental Property; 1058 Nichols Dr, Raleigh, NC 27605; Owner; 08/09/2021;1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 8.Buckfins and Feathers LLC; 0 Shaw Rd, Garland, NC 28441; Hunting Farm; Partner; Owner/Investor; 12/15/2021; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 9. Rental Property; 1643 Sutton Dr, Raleigh, NC 27605; Owner; 02/01/2022; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 10. Rental Property; 1034 Nichols Dr, Raleigh, NC 27605; Owner; 02/01/2022; 1 Hour per Quarter; Not During Securities Trading Hours; Investment-Related. 11. Rental Property; 2301 Bernard St Raleigh NC 27605; Owner; 11/1/22; 0 hours/month; not during sec trading hours; inv related 12. Rental Property; 845 Bryan St Raleigh NC 27605; Owner; 11/1/22; 1 hours/month; not during sec trading hours; inv related 13. Rental Property; 2303 Bernard St Raleigh NC 27609; Owner; 11/1/22; 1 hours/month; not during sec trading hours; inv related 14. AGS LLC; 2301 Bernard St Raleigh NC 27609; Rental Property; Co-Owner; 11/1/22; 1 hours/month; not during sec trading hours; inv related 15. South River Equipment Rental, LLC; 340 Buncombe St Raleigh NC 27609; heavy equipment rental; my other llc, buckfins and feathers, is buying a piece of heavy equipment to clear trees on our farm. we will lease this equipment back to the buckfins and feathers llc for bus purposes; passive owner; 11/15/2023; 1.00hr/year; Not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-31
• S63 Uniform Securities Agent State Law Examination
  1999-03-30

Designations

• Certified Financial Planner

Other Names

• Gregory W Seamster