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Lara A. Bamberger

J.P. Morgan Securities LLC

New York, NY

CRD 7771842

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-28
TX RA APPROVED 2023-08-28
  • NY RA
    APPROVED
    Since 2023-08-28
  • TX RA
    APPROVED
    Since 2023-08-28

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Greenvale NY 07/2023 Present
Jpmorgan Securities Llc Greenvale NY 07/2023 Present
Duke Innovation & Entrepreneurship Durham NC 03/2021 06/2023
Jpmorgan Chase Bank, Na Greenvale NY 06/2022 08/2022
Unemployed New York NY 06/2013 02/2021
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    Greenvale, NY
  • 07/2023 → Present
    Jpmorgan Securities Llc
    Greenvale, NY
  • 03/2021 → 06/2023
    Duke Innovation & Entrepreneurship
    Durham, NC
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    Greenvale, NY
  • 06/2013 → 02/2021
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-26
  • S66 Uniform Combined State Law Examination
    2023-08-26
Other Names
  • Lara Bamberger
  • Lara Alexandra Bamberger

View on SEC IAPD

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