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Nicholas P. Cutaia

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-09
NY RA APPROVED 2025-09-04
TX RA APPROVED 2025-09-04
  • NJ RA
    APPROVED
    Since 2025-09-09
  • NY RA
    APPROVED
    Since 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2025 Present
Mercer - Marsh Mclennan Norwalk CT 06/2024 08/2024
Stifel Financial Corp New York NY 06/2023 07/2023
Unemployed Mount Kisco NY 07/2015 09/2020
Unemployed Ridgefield CT 01/2025 06/2025
Lululemon Danbury CT 11/2022 01/2023
Lululemon Danbury CT 11/2023 01/2024
Lululemon Danbury CT 11/2024 01/2025
La Mer Seafood Armonk NY 09/2020 03/2021
Unemployed Mount Kisco NY 03/2021 06/2022
Unemployed Ridgefield CT 01/2023 06/2023
Unemployed Ridgefield CT 07/2023 09/2023
Unemployed Ridgefield CT 01/2024 06/2024
Ithaca College Ithaca NY 08/2024 11/2024
La Mer Seafood Armonk NY 06/2022 08/2022
Ithaca College Ithaca NY 08/2022 08/2022
Ithaca College Ithaca NY 09/2022 11/2022
Ithaca College Ithaca NY 09/2023 11/2023
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2024 → 08/2024
    Mercer - Marsh Mclennan
    Norwalk, CT
  • 06/2023 → 07/2023
    Stifel Financial Corp
    New York, NY
  • 07/2015 → 09/2020
    Unemployed
    Mount Kisco, NY
  • 01/2025 → 06/2025
    Unemployed
    Ridgefield, CT
  • 11/2022 → 01/2023
    Lululemon
    Danbury, CT
  • 11/2023 → 01/2024
    Lululemon
    Danbury, CT
  • 11/2024 → 01/2025
    Lululemon
    Danbury, CT
  • 09/2020 → 03/2021
    La Mer Seafood
    Armonk, NY
  • 03/2021 → 06/2022
    Unemployed
    Mount Kisco, NY
  • 01/2023 → 06/2023
    Unemployed
    Ridgefield, CT
  • 07/2023 → 09/2023
    Unemployed
    Ridgefield, CT
  • 01/2024 → 06/2024
    Unemployed
    Ridgefield, CT
  • 08/2024 → 11/2024
    Ithaca College
    Ithaca, NY
  • 06/2022 → 08/2022
    La Mer Seafood
    Armonk, NY
  • 08/2022 → 08/2022
    Ithaca College
    Ithaca, NY
  • 09/2022 → 11/2022
    Ithaca College
    Ithaca, NY
  • 09/2023 → 11/2023
    Ithaca College
    Ithaca, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-11
S63 Uniform Securities Agent State Law Examination 2025-01-02
  • S65 Uniform Investment Adviser Law Examination
    2025-07-11
  • S63 Uniform Securities Agent State Law Examination
    2025-01-02
Other Names
  • Nicholas Peter Cutaia

View on SEC IAPD

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