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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
12243 Queenston Blvd Suite A, Houston, TX 77095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Medtronic, Inc. | Minneapolis | MN | 11/2011 | 10/2024 |
| Infinity 4 Llc | Houston | TX | 05/2022 | Present |
| Avantax Advisory Services | Houston | TX | 01/2024 | 09/2025 |
| Olympus | Center Valley | PA | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) INFINITY 4 LLC POSITION: Managing Member NATURE: OwnerRental property Receive rent from tenant.No daily responsibilities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2022 ADDRESS: 12243 Queenston Blvd, Suite A, Houston TX 77095, United States DESCRIPTION: Rental propertyNo daily responsibilities? 2) OLYMPUS POSITION: Clinical Quality Assurance Manager NATURE: Olympus Corporation manufactures and sells precision machineries and instruments worldwide. It operates through: Endoscopic Solutions, Therapeutic Solutions Others segments. The company offers gastrointestinal endoscopes, surgical endoscopes, and medical services. It also offers gastroenterology devices, urology products, respiratory products, energy devices, ENT products, gynecology products. Olympus Corporation was incorporated in 1919 and is headquartered in Tokyo, Japan. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2025 ADDRESS: 3500 Corporate Parkway, Center Valley PA 18034, United States DESCRIPTION: Clinical Quality Support,Clinical Compliance Support,Clinical Training Support,Clinical Audit Support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-03 |
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