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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

12243 Queenston Blvd Suite A, Houston, TX 77095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medtronic, Inc. Minneapolis MN 11/2011 10/2024
Infinity 4 Llc Houston TX 05/2022 Present
Avantax Advisory Services Houston TX 01/2024 09/2025
Olympus Center Valley PA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2011 → 10/2024
    Medtronic, Inc.
    Minneapolis, MN
  • 05/2022 → Present
    Infinity 4 Llc
    Houston, TX
  • 01/2024 → 09/2025
    Avantax Advisory Services
    Houston, TX
  • 06/2025 → Present
    Olympus
    Center Valley, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-10-04 → 2025-09-05
    Avantax Advisory Services
    Houston, TX
Other Businesses

1) INFINITY 4 LLC POSITION: Managing Member NATURE: OwnerRental property Receive rent from tenant.No daily responsibilities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2022 ADDRESS: 12243 Queenston Blvd, Suite A, Houston TX 77095, United States DESCRIPTION: Rental propertyNo daily responsibilities? 2) OLYMPUS POSITION: Clinical Quality Assurance Manager NATURE: Olympus Corporation manufactures and sells precision machineries and instruments worldwide. It operates through: Endoscopic Solutions, Therapeutic Solutions Others segments. The company offers gastrointestinal endoscopes, surgical endoscopes, and medical services. It also offers gastroenterology devices, urology products, respiratory products, energy devices, ENT products, gynecology products. Olympus Corporation was incorporated in 1919 and is headquartered in Tokyo, Japan. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2025 ADDRESS: 3500 Corporate Parkway, Center Valley PA 18034, United States DESCRIPTION: Clinical Quality Support,Clinical Compliance Support,Clinical Training Support,Clinical Audit Support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-03
  • S65 Uniform Investment Adviser Law Examination
    2024-10-03

View on SEC IAPD

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