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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
IL RA APPROVED 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-24
  • IL RA
    APPROVED
    Since 2025-10-23

Branch Locations

2775 W 75Th St, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Geneva IL 07/2023 03/2025
Us Air Force Cannon Air Force Base NM 07/2011 06/2023
Jockey Clovis NM 12/2018 04/2023
Robinhood Markets, Inc. Menlo Park CA 05/2025 09/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naperville IL 09/2025 Present
Southern New Hampshire University Hooksett NH 10/2019 02/2023
Community College Of The Airforce Montgomery CA 11/2017 08/2019
University Of Illinois Springfield Springfield IL 08/2023 07/2024
Unemployed Montgomery CA 09/2015 10/2017
Bank Of America, N.A. Naperville IL 10/2025 Present
  • 07/2023 → 03/2025
    Geneva, IL
  • 07/2011 → 06/2023
    Us Air Force
    Cannon Air Force Base, NM
  • 12/2018 → 04/2023
    Jockey
    Clovis, NM
  • 05/2025 → 09/2025
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 09/2025 → Present
    Naperville, IL
  • 10/2019 → 02/2023
    Southern New Hampshire University
    Hooksett, NH
  • 11/2017 → 08/2019
    Community College Of The Airforce
    Montgomery, CA
  • 08/2023 → 07/2024
    University Of Illinois Springfield
    Springfield, IL
  • 09/2015 → 10/2017
    Unemployed
    Montgomery, CA
  • 10/2025 → Present
    Bank Of America, N.A.
    Naperville, IL
Previous Registrations
Other Businesses

I*2947277, Entity Type Entity For Profit, Name of OBA: DJ Major Address: NapervilleIllinois60540 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/19/2019No Hours: 10 weekly No Hours during trading: 0 Duties: To provide Disc Jockey services to various clients. DJ Major is a sole proprietorship focused on music entertainment and digital content creation. Its purpose is create live DJ performance and online media.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-12
S65 Uniform Investment Adviser Law Examination 2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    2022-12-12
  • S65 Uniform Investment Adviser Law Examination
    2022-10-24

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