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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-02
MO RA APPROVED 2023-09-30
  • TX RA
    APPROVED
    Since 2024-01-02
  • MO RA
    APPROVED
    Since 2023-09-30

Branch Locations

1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cape Girardea MO 06/2023 Present
Cardinal Health Dublin OH 08/2017 06/2023
Target Corporation Dardenne Prairie MO 01/2016 08/2017
Bank Of America, N.A. Cape Girardea MO 08/2023 Present
  • 06/2023 → Present
    Cape Girardea, MO
  • 08/2017 → 06/2023
    Cardinal Health
    Dublin, OH
  • 01/2016 → 08/2017
    Target Corporation
    Dardenne Prairie, MO
  • 08/2023 → Present
    Bank Of America, N.A.
    Cape Girardea, MO
Other Businesses

I*3383267, Entity Type: , Name of OBA: J K C TTEE MRS M L C TTEE , Address: Cape Girardeau, Missouri, 63701, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
  • S66 Uniform Combined State Law Examination
    2023-09-29

View on SEC IAPD

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