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Neil S. Singh

J.P. Morgan Securities LLC

New York, NY

CRD 7769493

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • NY RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2024 Present
Jpmorgan Securities Llc New York NY 07/2024 Present
Jpmorgan Chase Bank, Na New York NY 06/2023 08/2023
Securities Industry And Financial Markets New York NY 06/2022 08/2022
Westchester Country Club Rye NY 05/2021 08/2021
University Of Michigan Ann Arbor MI 08/2020 05/2024
Unemployed New York NY 07/2014 08/2020
Unemployed New York NY 05/2024 07/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2024 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, Na
    New York, NY
  • 06/2022 → 08/2022
    Securities Industry And Financial Markets
    New York, NY
  • 05/2021 → 08/2021
    Westchester Country Club
    Rye, NY
  • 08/2020 → 05/2024
    University Of Michigan
    Ann Arbor, MI
  • 07/2014 → 08/2020
    Unemployed
    New York, NY
  • 05/2024 → 07/2024
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Neil S Singh
  • Neil Sachin Singh

View on SEC IAPD

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