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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-19 |
Branch Locations
4214 Veterans Memorial Drive, Batavia, NY 14020 • United States
6670 Fourth Section Rd, Brockport, NY 14420-2448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robbie T's Pizza | Jamesville | NY | 08/2012 | 03/2020 |
| Branch's Driving School | Syracuse | NY | 07/2020 | 08/2021 |
| Esl Federal Credit Union | Penfield | NY | 11/2021 | 07/2026 |
| Lpl Financial Llc | Penfield | NY | 06/2023 | Present |
| Esl Investment Services, Llc | Penfield | NY | 12/2023 | Present |
| Suny Albany | Albany | NY | 08/2016 | 05/2020 |
| Unemployed | Rochester | NY | 09/2021 | 11/2021 |
1- 06/2023 / ESL Investment Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2- 06/2023 / Notary Public / Investment Related / start date 3/8/2023 3- 02/08/2024 - Maxwell Havens - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/21/2023 - 20 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-17 |
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