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David W Hall

Edward Jones

Batavia, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-24
  • NY RA
    APPROVED
    Since 2023-02-24

Branch Locations

7 Jackson St, Batavia, NY 14020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Half International Buffalo NY 08/2014 07/2017
Edward Jones Batavia NY 08/2017 09/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2017 08/2019
Northwestern Mutual Investment Services Llc Fairport NY 12/2017 08/2019
Securities America Inc (Dash Capital Advisors) Victor NY 08/2019 02/2020
Edward Jones St Louis MO 01/2023 Present
Unemployed Batavia NY 02/2020 01/2023
  • 08/2014 → 07/2017
    Robert Half International
    Buffalo, NY
  • 08/2017 → 09/2017
    Edward Jones
    Batavia, NY
  • 12/2017 → 08/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2017 → 08/2019
    Northwestern Mutual Investment Services Llc
    Fairport, NY
  • 08/2019 → 02/2020
    Securities America Inc (Dash Capital Advisors)
    Victor, NY
  • 01/2023 → Present
    Edward Jones
    St Louis, MO
  • 02/2020 → 01/2023
    Unemployed
    Batavia, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
S65 Uniform Investment Adviser Law Examination 2022-04-27
S63 Uniform Securities Agent State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2023-03-08
  • S65 Uniform Investment Adviser Law Examination
    2022-04-27
  • S63 Uniform Securities Agent State Law Examination
    2019-12-27
Other Names
  • David W Hall
  • Dave Hall
  • David William Hall
  • David Hall

View on SEC IAPD

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Other Investors

Michael Robert Marsh
ANTHONY VINCENT MANCUSO
Angel Palacios
Dylan Joy
EDWARD LISOWSKI
Michael Battaglia
SHARI LYNN SALIM
DAVID JOHN ZAUNER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · BATAVIA, NY
LPL FINANCIAL LLC · BATAVIA, NY
LPL ENTERPRISE, LLC · BATAVIA, NY
LPL FINANCIAL LLC · BATAVIA, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Batavia, NY
COMMONWEALTH FINANCIAL NETWORK · Batavia, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATAVIA, NY
EQUITABLE ADVISORS, LLC · BATAVIA, NY

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