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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
6622 Main St Ste 2, Williamsville, NY 14221 • United States
Alden, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Batavia | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Batavia | NY | 03/2020 | Present |
Business Ownership; AVM Batavia, LLC; ; Limited Liability; 113 Main Street Batavia NY 14020, ,; Not Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours. Outside Employment; Council Rock Associates, LLC; Consultant/Specialist; Manage advisory business; 90 Linden Oaks, , Rochester, NY, 14625; Investment-Related; 01/01/2019; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-13 |
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