Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-28 |
| NY | RA | APPROVED | 2021-04-13 |
Branch Locations
113 Main St, Batavia, NY 14020 • United States
8770 Transit Rd Ste 4, East Amherst, NY 14051 • United States
90 Linden Oaks Ste 230, Rochester, NY 14625 • United States
Lancaster, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Flushing | NY | 03/2009 | 04/2017 |
| J.P. Morgan Securities Llc | Middle Village | NY | 10/2012 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 05/2017 | 10/2019 |
| Bank Of America, N.A. | Garden City | NY | 10/2017 | 10/2019 |
| Santander Bank, Na | Boston | MA | 10/2019 | 02/2021 |
| Santander Securities, Llc | Dorchester | MA | 10/2019 | 02/2021 |
| Ameriprise Financial Services, Llc | Batavia | NY | 03/2021 | Present |
Outside Employment; Council Rock Associates, LLC; Financial Advisor - Financial Advisor and Financial Planning Specialist; Financial Advisor; 8770 Transit Road Suite 4, , East Amherst, NY, 14051; Investment-Related; 03/15/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-19 |
Reach out to this advisor