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Sam James Mineo

Ubs Financial Services Inc.

Las Vegas, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-27
NV RA APPROVED 2014-03-20
  • TX RA
    APPROVED_RES
    Since 2017-11-27
  • NV RA
    APPROVED
    Since 2014-03-20

Branch Locations

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Las Vegas NV 03/2014 Present
Previous Registrations
  • 2007-05-24 → 2014-03-21
    Zions Capital Advisors, Inc.
    Salt Lake City, UT
    Las Vegas, NV
  • 2005-09-09 → 2007-12-31
    Whitehead Wealth Management, Inc.
    Las Vegas, NV
Other Businesses

UNLV Rebel Football Foundation/United States/4505 S. Maryland Pkwy/Las Vegas/Las Vegas/Foundation/Charity/Raising fund and awareness for UNLV Football/ Member of Board of directors/Start Date 9/1/17

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 1999-05-13
  • S65 Uniform Investment Adviser Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    1999-05-13
Other Names
  • Salvatore James Mineo

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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