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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-02
  • NY RA
    APPROVED
    Since 2025-09-02

Branch Locations

11157 Alexander Rd, Attica, NY 14011 • United States

6430 Transit Rd. Ste. 100, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory Group Buffalo NY 06/2023 11/2023
Eastman Machine Buffalo NY 09/2021 05/2023
Us Traffic Control Inc. Tonowanda NY 07/2021 09/2021
Unemployed Buffalo NY 12/2020 07/2021
Derrick Corporation Buffalo NY 09/2020 12/2020
Le3 Inc Amherst NY 05/2018 09/2020
High School West Seneca East West Seneca NY 10/2013 06/2019
Park Avenue Securities Buffalo NY 06/2023 05/2024
Guardian Life Insurance Company Buffalo NY 06/2023 Present
Securities America, Inc Depew NY 05/2024 06/2024
Osaic Wealth, Inc. Depew NY 06/2024 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
  • 06/2023 → 11/2023
    Alliance Advisory Group
    Buffalo, NY
  • 09/2021 → 05/2023
    Eastman Machine
    Buffalo, NY
  • 07/2021 → 09/2021
    Us Traffic Control Inc.
    Tonowanda, NY
  • 12/2020 → 07/2021
    Unemployed
    Buffalo, NY
  • 09/2020 → 12/2020
    Derrick Corporation
    Buffalo, NY
  • 05/2018 → 09/2020
    Le3 Inc
    Amherst, NY
  • 10/2013 → 06/2019
    High School West Seneca East
    West Seneca, NY
  • 06/2023 → 05/2024
    Park Avenue Securities
    Buffalo, NY
  • 06/2023 → Present
    Guardian Life Insurance Company
    Buffalo, NY
  • 05/2024 → 06/2024
    Securities America, Inc
    Depew, NY
  • 06/2024 → 09/2025
    Depew, NY
  • 09/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. COACHING HOCKEY, 911 Robbins Dr, Niagara Falls NY 14031, United States, 08/01/2025, Coach, Coach travel hockey team, NIR, 25 HR/MO - 0 HR/MO TRADING 2. REFFING HOCKEY, P.O Box 422, Buffalo NY 14225, United States, 09/01/2016, 1099, 1099, NIR, 10 HR/MO - 0 HR/MO TRADING 3. MICHAEL BOROWIAK JR, 6430 Transit Rd, Depew NY 14043, United States, 05/16/2024, Agent, 1099, NIR, 10 HR/MO - 0 HR/MO TRADING 4. ATTAIN WEALTH, 6430 Transit RD, Depew NY 14043, United States, 08/25/2025, Agent, DBA Name, NIR, 35 HR/MO - 35 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-20
  • S66 Uniform Combined State Law Examination
    2024-12-20
Other Names
  • Michael R Borowiak

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