Jon N Waggoner

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18
FL	RA	APPROVED	2017-10-09

NY RA
APPROVED

Since 2021-05-18
FL RA
APPROVED

Since 2017-10-09

Branch Locations

Lakewood Ranch, FL • United States

43 Jackson Street Suite #5, Batavia, NY 14020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	12/1999	06/2020
Equitable Advisors, Llc	New York	NY	12/1999	Present

12/1999 → 06/2020

Axa Advisors, Llc

New York, NY
12/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Owner, Member of a Limited Liability Company, Waggoner Holdings LLC 43 Jackson Street Suite 5 Batavia, NY 14020, landlordship, Start date: 12/06/2021, 6 hours/month,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-24

S66 Uniform Combined State Law Examination

2000-05-24