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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-02
  • NY RA
    APPROVED
    Since 2025-09-02

Branch Locations

11157 Alexander Rd, Attica, NY 14011 • United States

6430 Transit Rd. Ste. 100, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Lancaster NY 02/2007 08/2022
Securities America, Inc. Depew NY 08/2022 06/2024
Securities America Advisors Depew NY 08/2022 06/2024
Osaic Wealth, Inc. Depew NY 06/2024 09/2025
Osaic Wealth, Inc. Depew NY 06/2024 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
  • 02/2007 → 08/2022
    Next Financial Group Inc
    Lancaster, NY
  • 08/2022 → 06/2024
    Securities America, Inc.
    Depew, NY
  • 08/2022 → 06/2024
    Securities America Advisors
    Depew, NY
  • 06/2024 → 09/2025
    Depew, NY
  • 06/2024 → 09/2025
    Depew, NY
  • 09/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2024-06-14 → 2025-09-11
    Pittsford, NY
    Depew, NY
  • 2022-08-19 → 2024-06-14
    Securities America Advisors, Inc.
    Depew, NY
  • 2014-07-17 → 2022-08-19
    Next Financial Group, Inc.
    Houston, TX
    Williamsville, NY
    West Seneca, NY
    Depew, NY
    Depew, NY
  • 2003-12-04 → 2006-07-10
    United Securities Alliance, Inc.
    Lancaster, NY
    Lancaster, NY
Other Businesses

1. ATTAIN WEALTH, 6430 Transit Rd, Depew NY 14086, United States, 08/25/2025, Agent, DBA Name, NIR, 35 HR/MO - 35 HR/MO TRADING 2. KEVIN J ARNDT, 6430 Transit Rd, Depew NY 14086, United States, 09/2025, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 5, HR/MO TRADING: 5 3. PATIENT ADVANTAGE, 2274 Niagara Fls Blvd, Tonawanda NY 14150, United States, 09/2025, Nothing, very small owner, Healthcare, NIR, HR/MO: 0, HR/MO TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-15
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1995-07-11
  • S66 Uniform Combined State Law Examination
    2014-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1995-07-11

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