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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-02 |
Branch Locations
11157 Alexander Rd, Attica, NY 14011 • United States
6430 Transit Rd. Ste. 100, Depew, NY 14043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Lancaster | NY | 02/2007 | 08/2022 |
| Securities America, Inc. | Depew | NY | 08/2022 | 06/2024 |
| Securities America Advisors | Depew | NY | 08/2022 | 06/2024 |
| Osaic Wealth, Inc. | Depew | NY | 06/2024 | 09/2025 |
| Osaic Wealth, Inc. | Depew | NY | 06/2024 | 09/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2025 | Present |
1. ATTAIN WEALTH, 6430 Transit Rd, Depew NY 14086, United States, 08/25/2025, Agent, DBA Name, NIR, 35 HR/MO - 35 HR/MO TRADING 2. KEVIN J ARNDT, 6430 Transit Rd, Depew NY 14086, United States, 09/2025, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 5, HR/MO TRADING: 5 3. PATIENT ADVANTAGE, 2274 Niagara Fls Blvd, Tonawanda NY 14150, United States, 09/2025, Nothing, very small owner, Healthcare, NIR, HR/MO: 0, HR/MO TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-11 |
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