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Brian C Hartley

Edward Jones

Magnolia, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-07

Branch Locations

18230 Fm 1488 Suite 106, Magnolia, TX 77354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 Present
Unemployed Montgomery TX 01/2023 06/2023
Tri-Emerald Financial Group Inc Aliso Viejo CA 08/2012 12/2022
  • 07/2023 → Present
    St Louis, MO
  • 01/2023 → 06/2023
    Unemployed
    Montgomery, TX
  • 08/2012 → 12/2022
    Tri-Emerald Financial Group Inc
    Aliso Viejo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Brian Christopher Hartley
  • Brian Hartley

View on SEC IAPD

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