Best Investors
Account
Sign in
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-13 |
Branch Locations
33211 Buckshot Lane, Magnolia, TX 77354 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ethos School Of Music | The Woodlands | TX | 07/2013 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2016 | Present |
1. 6/10/2013: OTHER-MUSICIAN - ETHOS SCHOOL OF MUSIC - OWNER OF MUSTIC EDUCATION BUSINESS SPECIALIZING IN MUSIC INSTRUCTION AND PERFORMANCE. - NOT INVESTMENT RELATED - TIME SPENT 30%. GOLDEN SAGE FINANCIAL, INVESTMENT RELATED: Yes POSITION: Owner START DATE: 2016-07-01, NUMBER OF HOURS: 160 hours per month SECURITY HOURS: 0 hours per month during trading hours, Commission Compensation, ADDRESS: 33211 Buckshot Lane, Magnolia, TX 77354 DESCRIPTION: This is the DBA I filed for my financial services business. It covers the work I do as a financial advisor through GWN as well as fixed insurance business that I do for my clients. Since creating the DBA I have not done any fixed business as I have focused almost exclusively on IAR work for my clients and all business activity done through Golden Sage has been routed through GWN as my broker dealer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-18 |
Reach out to this advisor