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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-13
  • TX RA
    APPROVED
    Since 2016-05-13

Branch Locations

33211 Buckshot Lane, Magnolia, TX 77354 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ethos School Of Music The Woodlands TX 07/2013 Present
Gwn Securities, Inc. Palm Beach Gardens FL 05/2016 Present
  • 07/2013 → Present
    Ethos School Of Music
    The Woodlands, TX
  • 05/2016 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-03-29 → 2016-05-19
    The Woodlands, TX
  • 2008-04-14 → 2011-03-30
    Investment Advisors International, Inc.
    Conroe, TX
    The Woodlands, TX
Other Businesses

1. 6/10/2013: OTHER-MUSICIAN - ETHOS SCHOOL OF MUSIC - OWNER OF MUSTIC EDUCATION BUSINESS SPECIALIZING IN MUSIC INSTRUCTION AND PERFORMANCE. - NOT INVESTMENT RELATED - TIME SPENT 30%. GOLDEN SAGE FINANCIAL, INVESTMENT RELATED: Yes POSITION: Owner START DATE: 2016-07-01, NUMBER OF HOURS: 160 hours per month SECURITY HOURS: 0 hours per month during trading hours, Commission Compensation, ADDRESS: 33211 Buckshot Lane, Magnolia, TX 77354 DESCRIPTION: This is the DBA I filed for my financial services business. It covers the work I do as a financial advisor through GWN as well as fixed insurance business that I do for my clients. Since creating the DBA I have not done any fixed business as I have focused almost exclusively on IAR work for my clients and all business activity done through Golden Sage has been routed through GWN as my broker dealer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 2006-02-18
  • S65 Uniform Investment Adviser Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    2006-02-18
Other Names
  • Khoren Ouzounian

View on SEC IAPD

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