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Michael William Rondon

J.P. Morgan Securities LLC

The Woodlands, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-05
  • TX RA
    APPROVED
    Since 2022-01-05

Branch Locations

8201 Kuykendahl Rd, The Woodlands, TX 77382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. The Woodlands TX 07/2017 06/2018
Bbva Compass Bank The Woodlands TX 11/2016 06/2018
Unemployed Spring TX 05/2016 10/2016
J.P. Morgan Securites Llc The Woodlands TX 06/2018 11/2021
Jpmorgan Chase Bank, N.A. The Woodlands TX 06/2018 11/2021
J.P. Morgan Securites Llc The Woodlands TX 11/2021 Present
  • 07/2017 → 06/2018
    Bbva Securities Inc.
    The Woodlands, TX
  • 11/2016 → 06/2018
    Bbva Compass Bank
    The Woodlands, TX
  • 05/2016 → 10/2016
    Unemployed
    Spring, TX
  • 06/2018 → 11/2021
    J.P. Morgan Securites Llc
    The Woodlands, TX
  • 06/2018 → 11/2021
    Jpmorgan Chase Bank, N.A.
    The Woodlands, TX
  • 11/2021 → Present
    J.P. Morgan Securites Llc
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
S63 Uniform Securities Agent State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2021-12-23
  • S63 Uniform Securities Agent State Law Examination
    2018-05-07
Other Names
  • Michael W. Rondon
  • Michael Rondon

View on SEC IAPD

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ALLSTATE FINANCIAL ADVISORS, LLC
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Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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