Michael Sean Godwin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2018
  Sii
  Raleigh, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2013-09-05 → 2018-11-02
  Signator Investors, Inc.
  Raleigh, NC
• 2006-08-24 → 2013-08-23
  Mml Investors Services, Llc
  Durham, NC
  Durham, NC
  Cary, NC

Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 40 START DATE: 08/16/2013 ADDRESS: 8816 Six Forks Rd, Raleigh NC 27615, United States DESCRIPTION: I work with families that have chidren with disabilities 2. M. SEAN GODWIN POSITION: Insurance broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2018 ADDRESS: 8816 Six Forks Rd suite 301, Raleigh NC 27615, United States DESCRIPTION: Insurance Broker 3. BUILDING PEOPLE AND COMMUNITIES POSITION: board member NATURE: NON PROFIT TO BENEFIT THE SPECIAL NEEDS COMMUNITY. BPAC IS A 501C3 NONPROFIT CHARITY ORG. COMMITTED TO MAKING A DIFFERENCE IN THE LIVES OF THOSE THAT ARE ON THE AUTISM SPECTRUM INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2025 ADDRESS: 212 Powell Drive, Raleigh NC 27606, United States DESCRIPTION: BOARD MEMBER

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-20
• S63 Uniform Securities Agent State Law Examination
  2004-05-27

Other Names

• Michael Sean Godwin