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Sophia Cole

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-16
TX RA APPROVED 2025-10-01
  • NY RA
    APPROVED
    Since 2026-07-16
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Boston MA 06/2025 Present
J.P. Morgan Securities Llc Boston MA 06/2025 Present
Unemployed Middlebury VT 05/2025 05/2025
Middlebury College Middlebury VT 02/2022 04/2025
Jpmorgan Chase Bank, N.A. Boston MA 06/2024 08/2024
Middlebury College Manhattan Beach CA 06/2023 08/2023
Tsg Wealth Management Long Beach CA 05/2023 08/2023
Unemployed Manhattan Beach CA 06/2015 02/2022
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 06/2025 → Present
    J.P. Morgan Securities Llc
    Boston, MA
  • 05/2025 → 05/2025
    Unemployed
    Middlebury, VT
  • 02/2022 → 04/2025
    Middlebury College
    Middlebury, VT
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 06/2023 → 08/2023
    Middlebury College
    Manhattan Beach, CA
  • 05/2023 → 08/2023
    Tsg Wealth Management
    Long Beach, CA
  • 06/2015 → 02/2022
    Unemployed
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-30
  • S66 Uniform Combined State Law Examination
    2025-08-30

View on SEC IAPD

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