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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-06-18
CA RA APPROVED 2024-01-03
  • DE RA
    APPROVED
    Since 2025-06-18
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States

1013 Centre Rd Ste 303, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluewater Vacation Homes San Diego CA 09/2018 05/2019
Mavericks Beach Club San Diego CA 04/2018 01/2020
Waterbar San Diego CA 03/2019 07/2020
Smartfinancial Costa Mesa CA 11/2021 09/2022
Agi Marketing San Diego CA 12/2022 03/2023
Beachcomber San Diego CA 01/2018 06/2023
University Of Delaware Newark DE 09/2012 05/2017
Lighthouse Dewey Beach DE 05/2017 11/2017
Pb Ale House San Diego CA 01/2018 03/2018
Principal Life Insurance Company San Diego CA 06/2023 Present
Principal Securities Inc San Diego CA 06/2023 Present
Financial Advisors Of Delaware Valley San Diego CA 01/2024 Present
  • 09/2018 → 05/2019
    Bluewater Vacation Homes
    San Diego, CA
  • 04/2018 → 01/2020
    Mavericks Beach Club
    San Diego, CA
  • 03/2019 → 07/2020
    Waterbar
    San Diego, CA
  • 11/2021 → 09/2022
    Smartfinancial
    Costa Mesa, CA
  • 12/2022 → 03/2023
    Agi Marketing
    San Diego, CA
  • 01/2018 → 06/2023
    Beachcomber
    San Diego, CA
  • 09/2012 → 05/2017
    University Of Delaware
    Newark, DE
  • 05/2017 → 11/2017
    Lighthouse
    Dewey Beach, DE
  • 01/2018 → 03/2018
    Pb Ale House
    San Diego, CA
  • 06/2023 → Present
    Principal Life Insurance Company
    San Diego, CA
  • 06/2023 → Present
    San Diego, CA
  • 01/2024 → Present
    Financial Advisors Of Delaware Valley
    San Diego, CA
Other Businesses

**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2024 ADDRESS: 928 Diamond ST, Apt 1, San Diego CA 92109, United States DESCRIPTION: Writing Life, DI, Annuities, Group and Individual products and LTC **BEACHCOMBER POSITION: Outside Business Activity NATURE: Bartender INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2018 ADDRESS: 2901 Mission Blvd, San Diego CA 92109, United States DESCRIPTION: Bartend Monday nights tending bar. **IANNI WEALTH MANAGEMENT LLC POSITION: Outside Business Activity NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 1013 Centre Road, suite 303, Wilmington DE 19808, United States DESCRIPTION: All tax billing/work is being done under Ianni Wealth Management LLC, which is an approved OBA for Raymond Ianni. Tax prep services for a select group of clients. Filing simple tax returns- approx 20-30 returns and only for existing clients and several family members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-23
  • S66 Uniform Combined State Law Examination
    2023-12-23
Other Names
  • Christopher Ianni

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