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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-06-18 |
| CA | RA | APPROVED | 2024-01-03 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
1013 Centre Rd Ste 303, Wilmington, DE 19805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bluewater Vacation Homes | San Diego | CA | 09/2018 | 05/2019 |
| Mavericks Beach Club | San Diego | CA | 04/2018 | 01/2020 |
| Waterbar | San Diego | CA | 03/2019 | 07/2020 |
| Smartfinancial | Costa Mesa | CA | 11/2021 | 09/2022 |
| Agi Marketing | San Diego | CA | 12/2022 | 03/2023 |
| Beachcomber | San Diego | CA | 01/2018 | 06/2023 |
| University Of Delaware | Newark | DE | 09/2012 | 05/2017 |
| Lighthouse | Dewey Beach | DE | 05/2017 | 11/2017 |
| Pb Ale House | San Diego | CA | 01/2018 | 03/2018 |
| Principal Life Insurance Company | San Diego | CA | 06/2023 | Present |
| Principal Securities Inc | San Diego | CA | 06/2023 | Present |
| Financial Advisors Of Delaware Valley | San Diego | CA | 01/2024 | Present |
**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2024 ADDRESS: 928 Diamond ST, Apt 1, San Diego CA 92109, United States DESCRIPTION: Writing Life, DI, Annuities, Group and Individual products and LTC **BEACHCOMBER POSITION: Outside Business Activity NATURE: Bartender INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2018 ADDRESS: 2901 Mission Blvd, San Diego CA 92109, United States DESCRIPTION: Bartend Monday nights tending bar. **IANNI WEALTH MANAGEMENT LLC POSITION: Outside Business Activity NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 1013 Centre Road, suite 303, Wilmington DE 19808, United States DESCRIPTION: All tax billing/work is being done under Ianni Wealth Management LLC, which is an approved OBA for Raymond Ianni. Tax prep services for a select group of clients. Filing simple tax returns- approx 20-30 returns and only for existing clients and several family members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-23 |
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