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Karla Cecilia Zuniga Rivera

Wells Fargo Clearing Services, LLC

Raleigh, NC

Cary, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-29
  • NC RA
    APPROVED
    Since 2023-11-29

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

1201 Walnut St, Cary, NC 27511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cary NC 06/2023 Present
Wells Fargo Bank, Na Cary NC 12/2021 Present
Target Cary NC 01/2019 11/2021
Panera Bread Cary NC 12/2017 12/2019
Unemployed Cary NC 01/2013 12/2019
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Cary, NC
  • 12/2021 → Present
    Wells Fargo Bank, Na
    Cary, NC
  • 01/2019 → 11/2021
    Target
    Cary, NC
  • 12/2017 → 12/2019
    Panera Bread
    Cary, NC
  • 01/2013 → 12/2019
    Unemployed
    Cary, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2023-10-31
  • S65 Uniform Investment Adviser Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2023-10-31
Other Names
  • Karla Cecilia Zuniga-Lopez

View on SEC IAPD

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CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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