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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-23 |
| NY | RA | APPROVED | 2023-12-06 |
Branch Locations
750 Seventh Avenue, New York, NY 10019 • United States
2000 Westchester Avenue, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Toronto | 04/2023 | 08/2024 | |
| Td Bank | Toronto | 08/2019 | 05/2022 | |
| Investment Management Corporation Of Ontario | Toronto | 07/2017 | 05/2019 | |
| Northern Trust | Toronto | 05/2014 | 07/2017 | |
| Career Break | Toronto | 05/2022 | 04/2023 | |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 08/2024 | Present |
| Morgan Stanley & Co. Llc | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-11 |
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