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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-23
NY RA APPROVED 2023-12-06
  • TX RA
    APPROVED
    Since 2024-08-23
  • NY RA
    APPROVED
    Since 2023-12-06

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

2000 Westchester Avenue, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Toronto 04/2023 08/2024
Td Bank Toronto 08/2019 05/2022
Investment Management Corporation Of Ontario Toronto 07/2017 05/2019
Northern Trust Toronto 05/2014 07/2017
Career Break Toronto 05/2022 04/2023
Morgan Stanley Smith Barney Llc Purchase NY 08/2024 Present
Morgan Stanley & Co. Llc New York NY 08/2026 Present
  • 04/2023 → 08/2024
    Morgan Stanley Smith Barney Llc
    Toronto
  • 08/2019 → 05/2022
    Td Bank
    Toronto
  • 07/2017 → 05/2019
    Investment Management Corporation Of Ontario
    Toronto
  • 05/2014 → 07/2017
    Northern Trust
    Toronto
  • 05/2022 → 04/2023
    Career Break
    Toronto
  • 08/2024 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 08/2026 → Present
    Morgan Stanley & Co. Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-11
  • S63 Uniform Securities Agent State Law Examination
    2023-10-11
Designations
Other Names
  • Van Hoang

View on SEC IAPD

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