Best Investors
Account
Sign in
Best Investors
Account
Sign in
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-19 |
Branch Locations
302 Main St, Swansboro, NC 28584 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 06/2023 | 12/2025 |
| Clyde Phillips Seafood | Swansboro | NC | 04/2013 | 04/2023 |
| First Citizens Bank | Swansboro | NC | 05/2023 | 12/2025 |
| First Citizens Investor Services | Raleigh | NC | 12/2025 | Present |
| First Citizens Bank | Swansboro | NC | 12/2025 | Present |
1) - Currently Sole proprietor , James C. Phillips III - not investment related -1556 Riggs rd, Maysville, NC 28555 - Long-term Mobile home rental - Owner -sole proprietor - start date 01/01/2023 - 1 hr/month - 0 hours during securities trading hours - Tenant submits approval request for repairs, which I review after hours and approve or deny. 2) -Sole proprietor, Clyde Phillips Seafood - not investment related -102 Beaver Trail Hubert, NC, 28539 - T-shirt and hat sales -owner -sole proprietor - start date 06/01/2013 - 1 hr/month on weekends -0 hours during securities trading hours - T-shirt ordering and design approval
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-27 |
Reach out to this advisor