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Harold Allen Lockwood

First Citizens Investor Services, Inc.

Charlotte, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-07
  • NC RA
    APPROVED
    Since 2021-04-07

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Charlotte NC 02/2002 01/2019
Bb&T Investments Charlotte NC 01/2006 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Charlotte NC 01/2019 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 03/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 03/2021
First Citizens Bank Charlotte NC 04/2021 Present
First Citizens Investor Services Raleigh NC 04/2021 Present
  • 02/2002 → 01/2019
    Bb&T Bank
    Charlotte, NC
  • 01/2006 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Charlotte, NC
  • 02/2021 → 03/2021
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → 03/2021
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 04/2021 → Present
    First Citizens Bank
    Charlotte, NC
  • 04/2021 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2021-02-17 → 2021-03-16
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2006-01-26 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2005-11-14 → 2006-02-09
    Bb&T Asset Management, Inc.
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-07
S65 Uniform Investment Adviser Law Examination 2005-10-10
  • S63 Uniform Securities Agent State Law Examination
    2006-03-07
  • S65 Uniform Investment Adviser Law Examination
    2005-10-10
Designations
Other Names
  • Allen Lockwood

View on SEC IAPD

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MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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