Jeffrey Neil Chapman

Employer firm

First Citizens Asset Management, Inc CRD 140777

$465M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• ADVISER TO MUNICIPALITIES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 12/2020
  Bb&T Ris-Investment Management
  Charlotte, NC
• 01/2021 → 03/2021
  Resources Investment Advisors, Llc
  Overland Park, KS
• 04/2021 → 09/2022
  Resilience Wealth Advisors, Llc
  Charlotte, NC
• 10/2022 → Present
  First Citizens Investor Services
  Raleigh, NC
• 10/2022 → Present
  First Citizens Asset Management
  Raleigh, NC
• 09/2022 → Present
  First Citizens Bank
  Charlotte, NC

Previous Registrations

• 2022-10-25 → 2023-10-19
  First Citizens Investor Services, Inc.
  Charlotte, NC
  Raleigh, NC
• 2021-05-10 → 2022-09-09
  Resilience Wealth Advisors
  Charlotte, NC
• 2021-01-04 → 2021-05-04
  Onedigital
  Overland Park, KS
  Charlotte, NC
• 2012-08-01 → 2020-12-31
  Bb&T Institutional Investment Advisers, Inc.
  Greenville, SC
• 2012-02-08 → 2012-05-31
  Sterling Capital Management Llc
  Charlotte, NC
• 2007-06-22 → 2010-10-27
  Bb&T Asset Management, Inc.
  Charlotte, NC
• 2006-06-29 → 2007-05-10
  Uvest Financial Services Group, Inc.
  Graham, NC
  Asheboro, NC
  Graham, NC
• 2004-04-07 → 2006-06-06
  Bb&T Investment Services, Inc.
  Charlotte, NC
• 2004-04-01 → 2004-04-20
  Park Avenue Securities Llc
  Charlotte, NC
• 2000-12-31 → 2004-04-01
  C.P. Advisory Services
  Greensboro, NC

Other Businesses

First Citizens Asset Management; 4300 Six Forks Rd., Raleigh, NC 27609; 2 hours/ month; Investment Related; Duties are to create portfolios for clients; no compensation received from FCAM; organization is not a client of First Citizens.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-10
• S63 Uniform Securities Agent State Law Examination
  1999-05-24