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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
NY RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2025-05-14
  • NY RA
    APPROVED
    Since 2025-04-28

Branch Locations

225 Liberty St, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Bank Of America New York NY 06/2023 08/2023
Horizen Labs Remote/New York NY 06/2022 08/2022
University Of Notre Dame South Bend IN 08/2020 05/2024
Chaminade High School Mineola NY 08/2016 05/2020
Woodside Club Syosset NY 06/2018 05/2024
Vail Resorts Dover VT 12/2020 01/2021
Walgreens Glen Cove NY 03/2020 05/2020
Ymca Huntington NY 08/2017 05/2020
  • 07/2024 → Present
    New York, NY
  • 06/2023 → 08/2023
    Bank Of America
    New York, NY
  • 06/2022 → 08/2022
    Horizen Labs
    Remote/New York, NY
  • 08/2020 → 05/2024
    University Of Notre Dame
    South Bend, IN
  • 08/2016 → 05/2020
    Chaminade High School
    Mineola, NY
  • 06/2018 → 05/2024
    Woodside Club
    Syosset, NY
  • 12/2020 → 01/2021
    Vail Resorts
    Dover, VT
  • 03/2020 → 05/2020
    Walgreens
    Glen Cove, NY
  • 08/2017 → 05/2020
    Ymca
    Huntington, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-25
  • S66 Uniform Combined State Law Examination
    2025-04-25
Other Names
  • Mark L Klein

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