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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2026 | Present |
| Keybanc Capital Markets Inc | New York | NY | 07/2024 | 05/2026 |
| Unemployed | Las Vegas | NV | 06/2024 | 06/2024 |
| Uw Madison | Madison | WI | 09/2023 | 05/2024 |
| Uw Madison | Madison | WI | 08/2020 | 05/2024 |
| Bank Of America | New York | NY | 06/2023 | 08/2023 |
| Rbh Group | Newark | NJ | 06/2022 | 08/2022 |
| Chasers Bar & Grill | Madison | WI | 05/2021 | 08/2021 |
| Francesca's By The River | St. Charles | IL | 12/2018 | 12/2020 |
| Royal Fox Country Club | St. Charles | IL | 06/2018 | 08/2020 |
| Unemployed | St. Charles | IL | 05/2016 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-10 |
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