Michael Sofia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 07/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2023 → 05/2024
  Wilmington Country Club
  Wilmington, DE
• 01/2023 → 05/2024
  University Of Delaware Fred Rust Arena
  Newark, DE
• 04/2019 → 03/2021
  Middletown Swim School
  Denville, NJ
• 07/2016 → 10/2020
  Shongum Lake
  Randolph, NJ
• 08/2020 → 01/2022
  Tsm Randolph Llc
  Randolph, NJ
• 06/2023 → 08/2023
  Bank Of America Corporation
  Wayne, PA
• 11/2021 → 01/2022
  Rockham 5G Pa Lp
  Newark, DE
• 09/2020 → 05/2024
  University Of Delaware
  Newark, DE
• 09/2016 → 06/2020
  Randolph High School
  Randolph, NJ
• 09/2013 → 09/2016
  Randolph Middle School
  Randolph, NJ
• 07/2025 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-10-06

Other Names

• Michael Luca Sofia