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Stephanie Lynn Roman

First Manhattan Co. LLC

New York, NY

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Current Employers
First Manhattan Co. Llc

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-04
  • NY RA
    APPROVED
    Since 2025-09-04

Branch Locations

399 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Iselin NJ 11/2022 08/2025
Mml Investors Services Llc Iselin NJ 06/2023 08/2025
Maria Tash New York NY 03/2022 11/2023
Saks Fifth Avenue New York NY 05/2018 02/2022
Jbs New York NY 07/2017 05/2018
Dressbarn Mahwah NJ 06/2015 06/2017
First Manhattan New York NY 08/2025 Present
  • 11/2022 → 08/2025
    Mass Mutual Life Insurance Company
    Iselin, NJ
  • 06/2023 → 08/2025
    Mml Investors Services Llc
    Iselin, NJ
  • 03/2022 → 11/2023
    Maria Tash
    New York, NY
  • 05/2018 → 02/2022
    Saks Fifth Avenue
    New York, NY
  • 07/2017 → 05/2018
    Jbs
    New York, NY
  • 06/2015 → 06/2017
    Dressbarn
    Mahwah, NJ
  • 08/2025 → Present
    First Manhattan
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
  • S66 Uniform Combined State Law Examination
    2024-04-08
Other Names
  • Stephanie Roman

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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