Best Investors Account Sign in

James Froelich

Morgan Stanley

Long Beach, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-20
CA RA APPROVED 2026-02-18
  • TX RA
    APPROVED
    Since 2026-02-20
  • CA RA
    APPROVED
    Since 2026-02-18

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Long Beach CA 01/2026 Present
Morgan Stanley Newport Beach CA 06/2024 09/2024
Morgan Stanley Newport Beach CA 06/2023 09/2023
Delaveaga Golf Course Santa Cruz CA 11/2021 09/2025
Huntington Surf And Sport Huntington Beach CA 03/2020 09/2021
Soak City Buena Park CA 05/2019 09/2019
Uc Santa Cruz Santa Cruz CA 09/2021 06/2025
Pacifica High School Garden Grove CA 09/2017 06/2021
Bell Intermediate Garden Grove CA 09/2015 06/2017
Unemployed Garden Grove CA 09/2025 01/2026
  • 01/2026 → Present
    Morgan Stanley
    Long Beach, CA
  • 06/2024 → 09/2024
    Morgan Stanley
    Newport Beach, CA
  • 06/2023 → 09/2023
    Morgan Stanley
    Newport Beach, CA
  • 11/2021 → 09/2025
    Delaveaga Golf Course
    Santa Cruz, CA
  • 03/2020 → 09/2021
    Huntington Surf And Sport
    Huntington Beach, CA
  • 05/2019 → 09/2019
    Soak City
    Buena Park, CA
  • 09/2021 → 06/2025
    Uc Santa Cruz
    Santa Cruz, CA
  • 09/2017 → 06/2021
    Pacifica High School
    Garden Grove, CA
  • 09/2015 → 06/2017
    Bell Intermediate
    Garden Grove, CA
  • 09/2025 → 01/2026
    Unemployed
    Garden Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03
Other Names
  • James D Froelich

View on SEC IAPD

Other Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
KENSINGTON INVESTMENT COUNSEL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THE CHARTIST

Other Investors

Gregory Stephen Prough
DEREK THOMAS KOKUBUN
ART ANTHONY IGNACIO
CHRISTOPHER VANHORN
PAUL JOSEPH AYD
NORA SEMERJIAN
JEANNE ANNE SUTTIE
VALI JEAN DEVRIES

Other Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA

More in Long Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor