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Nathan Bartholomew Peters

Rockefeller Financial LLC

Oak Brook, IL

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-04
IL RA APPROVED 2023-12-18
  • TX RA
    APPROVED
    Since 2024-09-04
  • IL RA
    APPROVED
    Since 2023-12-18

Branch Locations

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Oak Brook IL 08/2023 Present
Clemson University Clemson SC 08/2019 05/2023
Saint Viator High School Arlington Heights IL 08/2015 05/2019
Rockefeller Capital Markets Oak Brook IL 05/2023 Present
  • 08/2023 → Present
    Rockefeller Financial Llc
    Oak Brook, IL
  • 08/2019 → 05/2023
    Clemson University
    Clemson, SC
  • 08/2015 → 05/2019
    Saint Viator High School
    Arlington Heights, IL
  • 05/2023 → Present
    Rockefeller Capital Markets
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Nate Peters

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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