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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-04
NY RA APPROVED 2025-01-09
  • TX RA
    APPROVED
    Since 2025-03-04
  • NY RA
    APPROVED
    Since 2025-01-09

Branch Locations

386 Knickerbocker Ave, Brooklyn, NY 11237 • United States

5901 Myrtle Ave, Ridgewood, NY 11385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 05/2023 08/2024
J.P. Morgan Securities Llc New York NY 05/2023 08/2024
Bank Of America New York NY 11/2021 05/2023
Aflac Inc. American Insurance Company Columbus GA 09/2021 11/2021
Dirad Technologies Inc Clifton Park NY 04/2021 06/2021
Bravo Group Services Irmo SC 08/2020 04/2021
Seguros Alfa S.A. Bogotá D.C. 11/2015 05/2018
Unitedhealth Group, Inc. New York NY 08/2021 08/2021
Amazon.cOm, Inc. Columbia SC 09/2020 09/2020
Unemployed New York NY 06/2018 07/2020
Unemployed New York NY 07/2021 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgewood NY 09/2024 Present
Cerem Business School Madrid 09/2017 05/2019
Rey Juan Carlos, University Madrid 09/2018 05/2020
Bank Of America, N.A. Ridgewood NY 11/2024 Present
  • 05/2023 → 08/2024
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2023 → 08/2024
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2021 → 05/2023
    Bank Of America
    New York, NY
  • 09/2021 → 11/2021
    Aflac Inc. American Insurance Company
    Columbus, GA
  • 04/2021 → 06/2021
    Dirad Technologies Inc
    Clifton Park, NY
  • 08/2020 → 04/2021
    Bravo Group Services
    Irmo, SC
  • 11/2015 → 05/2018
    Seguros Alfa S.A.
    Bogotá D.C.
  • 08/2021 → 08/2021
    Unitedhealth Group, Inc.
    New York, NY
  • 09/2020 → 09/2020
    Amazon.cOm, Inc.
    Columbia, SC
  • 06/2018 → 07/2020
    Unemployed
    New York, NY
  • 07/2021 → 07/2021
    Unemployed
    New York, NY
  • 09/2024 → Present
    Ridgewood, NY
  • 09/2017 → 05/2019
    Cerem Business School
    Madrid
  • 09/2018 → 05/2020
    Rey Juan Carlos, University
    Madrid
  • 11/2024 → Present
    Bank Of America, N.A.
    Ridgewood, NY
Other Businesses

I*5139269, Entity Type Entity For Profit, Name of OBA: no name Address: New York New York 00000 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/01/2026 No Hours: 16 Weekly No Hours during trading: 0 Duties: potentially, Server. Restaurants

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-08
S63 Uniform Securities Agent State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2025-01-08
  • S63 Uniform Securities Agent State Law Examination
    2023-10-20
Other Names
  • Oscar Daniel Pardo Jimenez
  • Oscar Pardo

View on SEC IAPD

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