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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-09
  • NY RA
    APPROVED
    Since 2024-02-09

Branch Locations

122 E 42Nd St Ste 2215, New York, NY 10168 • United States

Tewksbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc New York NY 05/2023 Present
Eastern Bank Wealth Management Boston MA 07/2016 03/2021
Eastern Bank Wealth Management Boston MA 04/2021 05/2023
  • 05/2023 → Present
    New York, NY
  • 07/2016 → 03/2021
    Eastern Bank Wealth Management
    Boston, MA
  • 04/2021 → 05/2023
    Eastern Bank Wealth Management
    Boston, MA
Other Businesses

Outside Employment; FutureFWD Advisors/StaffComp; employees; FutureFWD Advisors employee getting from StaffComp.; 122 East 42nd Street, , New York, NY, 10068; Investment-Related; 05/30/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2024-02-07
Designations
Other Names
  • Sarrah Samraoui

View on SEC IAPD

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