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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-15 |
| TX | RA | APPROVED | 2025-03-15 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 02/2025 | Present |
| Goldman Sachs Ayco | Seattle | WA | 07/2022 | 01/2025 |
| Buckman'S Ski & Snowboard Shops | Ardmore | PA | 10/2021 | 04/2022 |
| Saratoga Eagle Sales And Service | Saratoga Springs | NY | 07/2014 | 01/2021 |
| Legends | Saratoga Springs | NY | 06/2018 | 08/2021 |
| Villanova University | Villanova | PA | 08/2018 | 05/2022 |
| Unemployed | Saratoga Springs | NY | 06/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-02 |
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