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Thrivent Asset Management, LLC CRD 137751
$48.0B regulatory AUM 2 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Distributors Llc | Appleton | WI | 11/2015 | Present |
| Thrivent Investment Management Inc | Appleton | WI | 12/2016 | 06/2019 |
| Thrivent Financial | Appleton | WI | 08/2008 | Present |
NORTHEAST WISCONSIN BLACK SHEEP POSITION: Director of Volleyball NATURE: We are a nonprofit based in Green Bay, WI that is made up of Veterans and other likeminded individuals that helps youth with athletics and mentorship. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: PO Box 10823, Green Bay WI 54301, United States DESCRIPTION: Record keeping from board meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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