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Ethan Brooker

J.P. Morgan Securities LLC

Columbus, OH

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-21
TX RA APPROVED 2024-08-14
OH RA APPROVED 2024-05-14
  • IL RA
    APPROVED
    Since 2025-05-21
  • TX RA
    APPROVED
    Since 2024-08-14
  • OH RA
    APPROVED
    Since 2024-05-14

Branch Locations

3401 Morse Crossing, Columbus, OH 43219 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 05/2023 Present
Sedgwick Claims Management Services New Albany OH 05/2022 08/2022
Sperry Topsider Sunbury OH 11/2020 05/2021
Ohio Wesleyan University Delaware OH 02/2020 03/2023
Unemployed Waverly OH 05/2013 01/2020
Unemployed Waverly OH 04/2023 04/2023
Jpmorgan Chase Bank, N.A. Columbus OH 05/2023 Present
  • 05/2023 → Present
    J.P. Morgan Securities Llc
    Columbus, OH
  • 05/2022 → 08/2022
    Sedgwick Claims Management Services
    New Albany, OH
  • 11/2020 → 05/2021
    Sperry Topsider
    Sunbury, OH
  • 02/2020 → 03/2023
    Ohio Wesleyan University
    Delaware, OH
  • 05/2013 → 01/2020
    Unemployed
    Waverly, OH
  • 04/2023 → 04/2023
    Unemployed
    Waverly, OH
  • 05/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
S63 Uniform Securities Agent State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2024-05-13
  • S63 Uniform Securities Agent State Law Examination
    2023-08-25

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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