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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-04 |
| NJ | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED | 2025-07-21 |
Branch Locations
230 Park Avenue South, New York, NY 10003 • United States
277 Park Ave., Fl 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookhaven Learning Center | Bellport | NY | 01/2021 | 06/2021 |
| Hometown Cafe | East Islip | NY | 09/2012 | 05/2023 |
| The Sandbar Ocean Beach | Ocean Beach | NY | 05/2021 | 05/2023 |
| Maple Avenue Marina | Bayshore | NY | 08/2015 | 09/2019 |
| Northwestern Mutual Life Insurance Company | New York | NY | 06/2023 | 01/2024 |
| Northwestern Mutual Investment Services Llc | New York | NY | 06/2023 | 01/2024 |
| Texas Roadhouse, Inc. | Deer Park | NY | 06/2019 | 11/2019 |
| Clare Rose Inc | East Yaphank | NY | 07/2020 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2024 | Present |
| J.P. Morgan Securities Llc | New York | NY | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-25 |
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