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Ian Kearne Shrivastava

Fifth Third Securities, Inc.

Lebanon, OH

CRD 7748044

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-09
  • OH RA
    APPROVED
    Since 2026-02-09

Branch Locations

122 N. Broadway, Lebanon, OH 45036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Lebanon OH 08/2024 Present
Ohio State Univ Columbus OH 08/2020 06/2024
Hilltop Securities Dallas TX 05/2023 08/2023
Dayton Freight Lines West Chester OH 05/2021 08/2021
Proclean Car Wash Mason OH 07/2017 06/2020
Mason High School Mason OH 08/2015 06/2019
Fifth Third Securities Lebanon OH 11/2025 Present
  • 08/2024 → Present
    Fifth Third Bank
    Lebanon, OH
  • 08/2020 → 06/2024
    Ohio State Univ
    Columbus, OH
  • 05/2023 → 08/2023
    Hilltop Securities
    Dallas, TX
  • 05/2021 → 08/2021
    Dayton Freight Lines
    West Chester, OH
  • 07/2017 → 06/2020
    Proclean Car Wash
    Mason, OH
  • 08/2015 → 06/2019
    Mason High School
    Mason, OH
  • 11/2025 → Present
    Fifth Third Securities
    Lebanon, OH
Other Businesses

FIDUCIA ENTERPRISES LLC - 4500 Hyacinth Dr Mason OH 45040 - rental holdco - co-owner - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-06
S63 Uniform Securities Agent State Law Examination 2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2026-02-06
  • S63 Uniform Securities Agent State Law Examination
    2025-12-18

View on SEC IAPD

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