Randall Jay Kronour

Employer firm

Kapstone Financial Advisors LLC CRD 318885

$322M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 01/2018
  Ameriprise Advisor Services
  Washington Twp, OH
• 10/2009 → 01/2018
  Ameriprise Financial Services, Inc.
  Dayton, OH
• 09/2020 → 03/2022
  National Securities Corporation
  Dayton, OH
• 09/2020 → 03/2022
  National Asset Management
  Dayton, OH
• 01/2018 → 09/2020
  United Advsiors Services, Llc
  Dayton, OH
• 01/2018 → 09/2020
  Fsic
  Dayton, OH
• 03/2022 → Present
  Kapstone Financial Advisors Llc
  Dayton, OH

Previous Registrations

• 2020-09-18 → 2022-04-01
  B. Riley Wealth Advisors, Inc.
  Dayton, OH
• 2018-02-05 → 2020-09-17
  United Advisors Services, Llc
  Dayton, OH
  Boca Raton, FL
• 2009-10-05 → 2018-01-24
  Ameriprise Financial Services, Llc
  Miamisburg, OH
• 2009-04-30 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Washington Township, OH
• 2006-02-27 → 2009-04-14
  Citigroup Global Markets Inc.
  Centerville, OH

Other Businesses

(1) Licensed insurance professional; same address; not investment-related; less than 10% of time. (2) SOLUTIONS CCRC, MENTAL HEALTH COUNSELING, NON-PROFIT, MEMBER BOARD OF DIRECTORS, LEBANON, OH, START 4-2006, 5 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(2) COUNTRYSIDE YMCA, AN INDEPENDENT YMCA, BOARD CHAIRMAN, LEBANON, OH, START 1-2001, 10 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(3) KAPSTONE FINANCIAL ADVISORS, D/B/A, SENIOR V.P., DAYTON, OH, START 1-2018, INVESTMENT RELATED...(4) NATIONAL INSURANCE CORPORATION, FIXED INSURANCE, AGENT, START 9-2020, 1 HR PER MONTH, ZERO DURING TRADING HRS, INVESTMENT RELATED.(5) RJK CONSULTING , SOLE OWNER, NON-INVESTMENT RELATED, ENTITY SETUP AS A PASS THROUGH ENTITY FOR ACCOUNTING PURPOSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-28
• S63 Uniform Securities Agent State Law Examination
  1999-03-03

Other Names

• Randy Kronour
• Randall Kronour