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Randall Jay Kronour

Kapstone Financial Advisors LLC

Lebanon, OH

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Current Employers
Kapstone Financial Advisors Llc

212 N. Broadway Street, Lebanon, OH 45036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-03-28
  • OH RA
    APPROVED
    Since 2022-03-28

Branch Locations

212 N. Broadway Street, Lebanon, OH 45036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Advisor Services Washington Twp OH 03/2009 01/2018
Ameriprise Financial Services, Inc. Dayton OH 10/2009 01/2018
National Securities Corporation Dayton OH 09/2020 03/2022
National Asset Management Dayton OH 09/2020 03/2022
United Advsiors Services, Llc Dayton OH 01/2018 09/2020
Fsic Dayton OH 01/2018 09/2020
Kapstone Financial Advisors Llc Dayton OH 03/2022 Present
  • 03/2009 → 01/2018
    Ameriprise Advisor Services
    Washington Twp, OH
  • 10/2009 → 01/2018
    Ameriprise Financial Services, Inc.
    Dayton, OH
  • 09/2020 → 03/2022
    National Securities Corporation
    Dayton, OH
  • 09/2020 → 03/2022
    National Asset Management
    Dayton, OH
  • 01/2018 → 09/2020
    United Advsiors Services, Llc
    Dayton, OH
  • 01/2018 → 09/2020
    Fsic
    Dayton, OH
  • 03/2022 → Present
    Dayton, OH
Previous Registrations
Other Businesses

(1) Licensed insurance professional; same address; not investment-related; less than 10% of time. (2) SOLUTIONS CCRC, MENTAL HEALTH COUNSELING, NON-PROFIT, MEMBER BOARD OF DIRECTORS, LEBANON, OH, START 4-2006, 5 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(2) COUNTRYSIDE YMCA, AN INDEPENDENT YMCA, BOARD CHAIRMAN, LEBANON, OH, START 1-2001, 10 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(3) KAPSTONE FINANCIAL ADVISORS, D/B/A, SENIOR V.P., DAYTON, OH, START 1-2018, INVESTMENT RELATED...(4) NATIONAL INSURANCE CORPORATION, FIXED INSURANCE, AGENT, START 9-2020, 1 HR PER MONTH, ZERO DURING TRADING HRS, INVESTMENT RELATED.(5) RJK CONSULTING , SOLE OWNER, NON-INVESTMENT RELATED, ENTITY SETUP AS A PASS THROUGH ENTITY FOR ACCOUNTING PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-28
S63 Uniform Securities Agent State Law Examination 1999-03-03
  • S65 Uniform Investment Adviser Law Examination
    2009-04-28
  • S63 Uniform Securities Agent State Law Examination
    1999-03-03
Other Names
  • Randy Kronour
  • Randall Kronour

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