Best Investors
Account
Sign in
212 N. Broadway Street, Lebanon, OH 45036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-11 |
| OH | RA | APPROVED | 2022-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Washington Township | OH | 10/2009 | 01/2018 |
| Ameriprise Financial Services, Inc. | Dayton | OH | 10/2009 | 01/2018 |
| National Asset Managment | Dayton | OH | 09/2020 | 03/2022 |
| National Securities Corporation | Dayton | OH | 09/2020 | 03/2022 |
| United Advisors Services, Llc | Dayton | OH | 01/2018 | 09/2020 |
| Fsic | Dayton | OH | 01/2018 | 09/2020 |
| Kapstone Financial Advisors Llc | Dayton | OH | 03/2022 | Present |
Licensed insurance professional; same address; not investment-related; less than 10% of time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-08 |
Reach out to this advisor