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James Alan Studer

Discipline Wealth Solutions, Inc.

Lebanon, OH

Greenville, SC

CRD 5061588

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Employer firm

Discipline Wealth Solutions, Inc. CRD 315846

$747M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • 3(38)

From the firm’s Form ADV. Read the guides:

Current Employers
Discipline Wealth Solutions, Inc.

15 Halton Green Way, Greenville, SC 29607 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-03-21
OH RA APPROVED 2024-03-18
  • HI RA
    APPROVED
    Since 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-18

Branch Locations

12 East Warren St, Lebanon, OH 45036 • United States

15 Halton Green Way, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Wings, Llc Lebanon OH 09/2005 Present
Discipline Wealth Solutions, Inc. Greenville SC 03/2024 Present
Previous Registrations
  • 2006-01-03 → 2024-05-08
    Financial Wings, Llc
    Lebanon, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-26
  • S65 Uniform Investment Adviser Law Examination
    2005-07-26

View on SEC IAPD

Nearby Firms

KAPSTONE FINANCIAL ADVISORS LLC
FIFTH THIRD SECURITIES, INC.
EDWARD JONES

Nearby Investors

RANDALL JAY KRONOUR
DAVID CHARLES KRONOUR
ROY ELMER MCGUFFIN

Nearby Offices

KAPSTONE FINANCIAL ADVISORS LLC · LEBANON, OH
FIFTH THIRD SECURITIES, INC. · LEBANON, OH
EDWARD JONES · LEBANON, OH

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