Best Investors Account Sign in
Inactive

James Alan Studer

Discipline Wealth Solutions, Inc.

Lebanon, OH

Greenville, SC

Claim This Profile
Current Employers
Discipline Wealth Solutions, Inc.

15 Halton Green Way, Greenville, SC 29607 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-03-21
OH RA APPROVED 2024-03-18
  • HI RA
    APPROVED
    Since 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-18

Branch Locations

12 East Warren St, Lebanon, OH 45036 • United States

15 Halton Green Way, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Wings, Llc Lebanon OH 09/2005 Present
Discipline Wealth Solutions, Inc. Greenville SC 03/2024 Present
Previous Registrations
  • 2006-01-03 → 2024-05-08
    Financial Wings, Llc
    Lebanon, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-26
  • S65 Uniform Investment Adviser Law Examination
    2005-07-26

View on SEC IAPD

Other Firms

KAPSTONE FINANCIAL ADVISORS LLC
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
SUMMIT FINANCIAL ADVISORS, INC.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
KLD WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

RANDALL JAY KRONOUR
DAVID CHARLES KRONOUR
ROY ELMER MCGUFFIN
DAVID ROBERT FRAZIER
Kirsten C Sovern
Ian Kearne Shrivastava
Robert Michael Phebus
PETER BENJAMIN MILLER

Other Offices

KAPSTONE FINANCIAL ADVISORS LLC · LEBANON, OH
FIFTH THIRD SECURITIES, INC. · LEBANON, OH
EDWARD JONES · LEBANON, OH
SUMMIT FINANCIAL ADVISORS, INC. · Lebanon, OH
LPL FINANCIAL LLC · LEBANON, OH
EDWARD JONES · NEW LEBANON, OH
U.S. BANCORP ADVISORS, LLC · Lebanon, OH
EDWARD JONES · LEBANON, OH

More in Lebanon, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor